Authentication is about Identity, not Virtue

The philosophy of DMARC

• steve
• Technical

We know that legitimate email sent with valid SPF and a DKIM signature often breaks in transit.
SPF will fail any time mail is forwarded – via a mailing list, a forwarding service used by the recipient, or just ad-hoc forwarding.
DKIM will fail any time the message is modified in transit. That can be obviously visible changes, such as a mailing list tagging a subject header or adding a footer to the body. It can also be less obvious changes, such as intermediate MTAs wrapping lines that are too long, reencoding content or repackaging the message altogether – perhaps when delivering from a mailserver that is 8BITMIME compliant to one that isn’t.

(This image has absolutely nothing to do with email authentication, but searching for stock photography about email or authentication or chains or, well, pretty much anything like that leads to horribly depressing corporate imagery. So, no. Have something colourful and optimistic instead.)
As SPF and DKIM are typically used, none of this is much of a problem. A message being authenticated provides a little extra information to the receiving mailserver, and the domain attached to the authentication can be used to look up a senders reputation, giving a potential boost to the chances of the mail being sent to the inbox. If the authentication is broken, though, the mail will still be judged on it’s merits – is it coming from an IP address that’s a source of good mail, does the content look legitimate, and all the other things a spam filter looks at.
That authentication is a (potentially big) positive signal, but lack of authentication isn’t really any signal at all is why SPF and DKIM being fragile wasn’t an issue. SPF and DKIM are positive assertions – “IF this mail IS authenticated THEN IT IS from me”.
That changed when DMARC became popular, though.
DMARC allows the owner of a domain to say “We send no mail that is not authenticated, and we promise that none of that authentication will be broken in transit”. DMARC is a negative assertion – “IF this mail IS NOT authenticated THEN it IS NOT from me”. It converts the absence of a positive assertion into a negative assertion.
This isn’t the first attempt to layer a “we authenticate everything” negative assertion on top of fragile email authentication. SPF did it, with the -all flag (which is universally ignored, leaving SPF purely as a positive assertion). DomainKeys did it, with DomainKeys policy records (which you occasionally still see published, but were never really used to reject mail). DKIM did it with ADSP – which didn’t see much use either.
The reason none of them were used much is because even when senders were telling the truth about “we send no email that is not authenticated” they were always lying, to varying degrees, about “none of the authentication will be broken in transit”.
If your domain that is solely used for bulk email. If it’s never for used mail sent by human beings, not even customer support employees. If it’s a newly created domain with no legacy usage that only sends email from a very tightly controlled infrastructure. If you only send email that’s been created via a well implemented message composition pipeline that ensures the content of the is not just RFC compliant but also “well formed”, with short lines, simple widely implemented encoding, vanilla mime structure and so on. And it’s sent out via conservatively configured smarthosts that deliver directly to the end recipients MX. And if you know that the demographics of your recipients are such that the minority that are forwarding that mail elsewhere (e.g. from their Yahoo account to their Google account or via an alumni mail alias) is a small enough group that you don’t care about them…
If all of those things are true, then your domain is going to be able to deploy DMARC pretty easily and safely. If not, though, how can you tell?
That’s the place where DMARC improves over it’s predecessors. It allows you not only to publish a DMARC policy record in test mode, so it’s not actually used to filter your mail (well, mostly, but that’s a longer story) but also to ask recipients to notify you of mail that seems to be from you but which isn’t authenticated.
You can publish a “p=none” DMARC record with notification addresses in it and wait and see what happens. You’ll get notification of mail that has your domain in the From: field but which isn’t authenticated.
As a first round of action that lets you see where you’re sending email from that you didn’t know about. Sysadmin notification email. That marketing splinter group in Sasketchwan. The outsourced survey company.
Once you’ve cleaned all that up, and made sure everyone is authenticating their mail then you can look at what’s left. The next step is likely to be mistakes you’re making in authentication or message composition that’s causing some of your mail – typically depending on content, and source and recipient domain – to become unauthenticated. Clean that up, make sure all your message composition is squeaky clean, make sure employees aren’t sending mail using that domain in ways you don’t authorize (interacting with mailing list, for example).
By that point you’ll have reduced the torrent of reports you’re getting to two types. One is mail that you send that has it’s authentication broken in transit through some process you have no control over. The other type is mail that has your domain in the “From” field but which you didn’t send. Some of that may be legitimate use of your domain by your employees, such as forward-to-a-friend services, signing up for document delivery via email, third-party notification services. By deploying DMARC you are declaring all that sort of usage to be illegitimate, and you’ll need to get all your employees to stop doing it (or, at least, know that it’s going to stop working). The rest of it is likely a mix of spam and phishing mail. The spam, that’s just using your domain in random from addresses, you probably don’t care about. The phishing you do.
You’ve finally cleaned up your mail infrastructure and policies enough to gather the data you need. How much of my legitimate email will have it’s authentication broken (and hence be silently thrown away by DMARC)? And how much hostile phishing mail is targeting my users (and using the exact domain you are)?
Then you have the information you need to make an informed decision as to how badly deploying DMARC will break your legitimate use of email (after you’ve done everything you can to minimize that) and some idea of whether it will provide you any benefit, at least in the shorter term.
That testing phase, where senders can use other peoples mail infrastructure to investigate their sending practices, gradually fix any problems and finally gather some metrics is what made gave the developers of the DMARC spec confidence that it wouldn’t break things, and made it much more deployable than previous approaches to negative assertion.
On Monday, how all that optimistic reasoning went to hell, what it broke and how we’re trying to fix it.

What to expect in 2016

• laura
• Industry

I don’t always do predictions posts, even though they’re  popular. Most years I skip them because I don’t see major changes in the email space. And, I’m not the type to just write a prediction post just to post a prediction.
This year, though, I do see changes for everyone in the email space. Most of them center on finally having to deal with the technical debt that’s been accumulating over the past few years. I see ISPs and ESPs spending a lot of development effort to cope with the ongoing evolution authentication requirements.
When people started seriously looking at how to authenticate email, the first goal was getting organizations to implement the protocols. This was a practical concession; in order for a new protocol to be used it needs to be widely implemented. Phase one of authenticating email was simply about publishing protocols and getting organizations to use them.
During phase one, the organization that authenticated a mail hasn’t been important. In fact, the SPF spec almost guarantees that the ESP domain is the authenticated domain. In DKIM, the spec says any domain could sign as long as they could publish a public key in that domain’s domainkeys record.
ESPs took full advantage of this and lowered their own development overhead by taking most of the authentication responsibility on themselves. Their domains were in the 5321.from and they published the SPF records. Domains they control were in the d= and they generated and published the DKIM keys. Mail was authenticated without ESP customers having to do much.
We’ve hit the end of phase one. Most of the major players in the email space are authenticating outbound email. Many of the major players are checking authentication on the inbound. Phase one was a success.
We’re now entering phase two, and that changes thing. In phase two, SPF and DKIM are used as the foundation for user visible authentication. Neither SPF nor DKIM were designed to be user visible protocols. To understand what they’re authenticating you have to understand SMTP and email. Even now there are days when I begin talking about one of them and have to take a step back and think hard about what is being authenticated. And I use these things every day!
DMARC is the first of these end user visible protocols built on SPF and DKIM. It uses the established and widespread authentication to validate the user visible from address. This authentication requires that the d= value or the 5321.from address belong belong to the same domain in the visible from address. While you can pick whether the alignment between the visible from and the authentication is “strict” or “relaxed” you have no choice about the alignment.
Prior to DMARC no one really paid much attention to the domain doing the authentication. Authentication was a yes or a no question. If the answer was yes, then receivers could use the authenticated domain to build a reputation. But they weren’t really checking much in the way of who was doing the authentication.
In the push to deploy authentication, ESPs assumed the responsibility for authentication deployed ESPs took the responsibility and did most of the work. For many or most customers, authentication was as simple as clicking a checkbox during deployment. Some ESPs do currently let customers authenticate the mail themselves, but there’s enough overhead in getting that deployed that they often charged extra to cover the costs.
DMARC is rapidly becoming an expectation or even a full on requirement for inbox delivery. In order to authenticate with DMARC, the authenticating domain must be in the same domain space as the visible from. If senders want to use their own domain in the visible from, DNS records have to be present in that domain space. Whether it’s a SPF TXT record or a domainkeys record the email sender customer needs to publish the correct information in DNS. Even now, if you try to authenticate with DKIM through google apps, they require you to publish DNS records.
ESPs aren’t in a situation where they can effectively manage authentication alignment for all their customers. Hosting companies are in even worse shape when it comes to letting customers authenticate email. Developers are facing the fact they need to go back and rework their authentication code. Businesses are facing the fact they need to change their processes so customers can authenticate with DMARC.
It’s not just the infrastructure providers that are facing challenges with authentication. Senders are going to discover they can no longer hand authentication off to their ESPs and not worry about it. They’re going to have to get DNS records published by their own staff.
Getting DNS updates through some big companies is sometimes more difficult than it should be. I had one client a few years ago where getting rDNS changed to something non-generic took over a month. From an IT standpoint, changing DNS should require approvals and proper channels. Marketers may find this new process challenging.
And, if organizations want to publish reject policies for their domains, then they will have to publish records for every outside provider they use. Some of those providers can’t support DMARC alignment right now.
In 2016 a lot of companies will discover their current infrastructure can’t cope with modern authentication requirements. A lot of effort, both in terms of product development and software development, will need to be spent to meet current needs. This means a lot of user visible features will be displaced while the technical debt is paid.
These changes will improve the security and safety of email for everyone. It won’t be very user visible, which will give the impression this was a slow year for email development. Don’t let that fool you, this will be a pivotal year in email.

Ask Laura: Do I have to publish DMARC?

• laura
• Industry